What is Moomoo (moomoo.publicvm.com) and who operates it?

Moomoo (moomoo.publicvm.com) is an authentic institutional electronic trading and wealth technology gateway operated in strategic partnership with StoneX Group Inc. (NASDAQ: SNEX). Customer securities accounts are held in custody by Axos Clearing LLC, member FINRA and SIPC, providing up to $500,000 in securities protection. Uninvested cash is insured up to $8,000,000 via our FDIC partner bank sweep program.

How is Moomoo regulated in the United States?

Brokerage and electronic trade execution are conducted under U.S. regulatory oversight through StoneX Financial Inc. (CRD# 137945 / SEC# 801-66892, member FINRA/SIPC/NFA/CFTC). Trade clearing and custodial services are provided by Axos Clearing LLC. Client assets are strictly segregated under SEC Rule 15c3-3.

What investor protections and insurance apply to accounts on moomoo.publicvm.com?

Customer securities accounts are protected by SIPC up to $500,000 (including $250,000 for cash claims). In addition, uninvested cash is eligible for multi-bank FDIC insurance up to $8,000,000 through the automated cash sweep program.

What are the fee and commission structures on moomoo.publicvm.com?

Moomoo provides $0 commission on U.S. exchange-listed stocks and standard options, with $0 account opening fees and $0 maintenance fees. Deposits and withdrawals are processed securely through U.S. banking networks (ACH, Fedwire).

Institutional Global Authorization

LICENSED ENTITIES & REGULATORY AUTHORIZATIONS

Moomoo and its associated network operate in partnership with and under the regulatory licensing of StoneX Group Inc. (NASDAQ: SNEX) and its global regulated operating subsidiaries. Below is the comprehensive register of licenses, statutory registrations, and oversight authorities across every primary financial jurisdiction.

Tier-1 Jurisdictions

14+

Regulated Entities

MiCA

EU CASP Licensed

SIPC / ICF

Customer Protected

Global Regulatory Matrix

Entity	Region	Regulator	License / Registration	Authorized Scope
🇺🇸StoneX Financial Inc. (SFI)	United States	SEC, CFTC, FINRA, NFA, SIPC, MSRB	SEC Broker-Dealer, CFTC FCM & CTA, CRD# 137945 / SFI	Securities Broker-Dealer, Futures Commission Merchant, Commodity Trading Advisor, Municipal Securities
🇺🇸StoneX Financial Inc. – FCM Division	United States	CFTC / NFA	NFA ID: 0476094	Futures Commission Merchant, Commodity Futures & Options Execution and Clearing
🇺🇸StoneX Trading SNEX	United States	CFTC / NFA	CFTC Provisionally Registered Swap Dealer	Institutional Over-The-Counter (OTC) Derivatives and Swap Dealer Services
🇺🇸StoneX Advisors Inc.	United States	SEC	SEC Registered Investment Adviser (RIA)	Discretionary & Non-Discretionary Fiduciary Investment Advisory Services
🇺🇸FCC Futures, Inc.	United States	CFTC / NFA	NFA Member / Introducing Broker	Commodity Futures and Options Introducing Brokerage Services
🇺🇸StoneX Payment Services Ltd. (U.S.)	United States & Americas	FinCEN / NMLS / FINTRAC / Revenu Québec	NMLS: 1394445 · FinCEN MSB: 31000225191175 · GMEI: 543008RP59ZQ3UQ1882	Multi-State Money Services Business, Global Cross-Border Payments, Foreign Exchange Transfers
🇬🇧StoneX Financial Ltd (SFL)	United Kingdom	Financial Conduct Authority (FCA)	FRN: 446717 · Co. No. 5616586 · LME Category 1 Ring Dealer	Arrangement, Execution, and Clearing of Exchange-Traded & OTC Derivatives, Securities, Precious Metals, Payment Services Regulations 2017
🇨🇦StoneX Financial (Canada) Inc.	Canada	CIRO / CIPF	Member CIRO · Member CIPF	Full-Service Investment Dealer, Canadian Securities and Derivative Execution & Custody
🇨🇦StoneX Payment Services Ltd. (Canada)	Canada	FINTRAC / Revenu Québec	FINTRAC No. M22868358 · Revenu Québec License No. 15540	Registered Money Services Business (MSB) for Cross-Border Payments and Currency Remittance
🇨🇾StoneX Europe Ltd.	European Union (Cyprus)	Cyprus Securities and Exchange Commission (CySEC)	CySEC License No. 400/21 · Reg No. HE409708 · ICF Member	Cyprus Investment Firm (CIF) providing Cross-Border European Securities & Derivatives Execution
🇪🇺StoneX Digital (EU – MiCA)	European Union (Ireland / EU)	Central Bank of Ireland (EU MiCA)	Crypto-Asset Service Provider (CASP) Licence under MiCA	EU-wide Institutional Digital Asset Execution, Tokenized Securities, and Regulated Crypto Custody
🇸🇬StoneX Financial Pte. Ltd. (SFP)	Singapore	Monetary Authority of Singapore (MAS)	Co. Reg. No. 201130598R · CMS Licence	Capital Markets Services (CMS) Licence, Exempt Financial Adviser, Major Payment Institution
🇸🇬StoneX APAC Pte. Ltd. (SAP)	Singapore	Monetary Authority of Singapore (MAS)	Co. Reg. No. 200616676W · Dealer License PS20190001002	Regulated Precious Stones and Precious Metals Dealer under PSPM Act 2019 for AML/CTF
🇦🇺StoneX Financial Pty Ltd (SFA)	Australia	Australian Securities and Investments Commission (ASIC)	AFSL: 345646 · ACN: 141 774 727	Dealing in Securities, Exchange-Traded Derivatives, OTC Derivatives, and Foreign Exchange Contracts
🇭🇰StoneX Financial (HK) Limited	Hong Kong	Securities and Futures Commission (HKSFC)	CE No.: BCQ152	Dealing in Securities (Type 1) and Dealing in Futures Contracts (Type 2)

Statutory Disclosure: StoneX Group Inc. (NASDAQ: SNEX) is a publicly traded, Fortune 100 financial services network providing clearing, execution, risk management, and market intelligence. Products and services offered across moomoo.publicvm.com and stonexmarkets.pro are routed and cleared pursuant to applicable regional regulatory authorities.

U.S. securities transactions are cleared through StoneX Financial Inc., member FINRA/SIPC. Digital asset execution and custody services in the European Union are provided by StoneX Digital under CASP licence granted by the Central Bank of Ireland pursuant to the Markets in Crypto-Assets Regulation (MiCA).